Focus Area
Nick serves as Fiduciary’s Compliance Manager. Nick is responsible for Fiduciary’s regulatory compliance and for overseeing the audit program designed to evaluate the effectiveness of Fiduciary’s internal controls. As Fiduciary’s designated AML Officer, Nick also manages the company’s anti-money laundering program.
Experience
Prior to joining Fiduciary, Nick was the First Assistant Director of the Massachusetts Securities Division’s RICE Section, the state office responsible for regulating and examining Massachusetts-registered investment advisers.
Personal
Nick resides with his wife and son in the North End. When he isn’t spending time with his family and friends or attending a Celtics game, he can usually be found on a Boston-area golf course.
